This session will help attendees identify how to make their organizations investment policies clear, concise, and actionable. The presenters will outline the key policy components that allow for effective oversight and make accountability possible. In addition, they will review how to run an effective Investment Committee meeting and highlight the information that your committee members must review to verify policy compliance.

Dennis Gogarty, President, Raffa Investment Advisers
Ryan Frydenlund, Senior Operations Manager, Raffa Investment Advisers
Matt O’Lone, Operations Associate, Raffa Investment Advisers

Program Description Effective Investment Policies for Nonprofits
Important Notice Regarding CPE:
Learning Objectives

At the end of this session, participants will be able to:

  • Determine best practices to support volunteers in their oversight and decision making related to their investment reserves.
  • Identify how to instill discipline and remove emotion from the investment decision making process through key investment policy provisions.
Instruction Delivery Method Group Internet Based
Recommended CPE Credit 1 Credit
To receive CPE credit, attendees must respond to three out of the four polling questions asked during the program and be active in the webinar platform for a minimum of 50 minutes.
Recommended Field of Study Business Management & Organization
Prerequisites None
Program Level Overview
Advance Preparation None
Cancellation Policy You may cancel your registration at any time prior to the event.
Complaint Resolution Policy For more information regarding refund, concerns and program cancellation policies, please contact our offices at [email protected].

Marcum LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.