Discover key insights in Marcum LLP’s latest installment of the Alternative Investment Group’s Emerging Managers Series, focusing on Compliance and Banking Considerations for emerging fund managers. This session is specifically designed to provide you with actionable insights and practical advice directly from experts in the field. Whether you’re establishing your first fund or scaling your operations, our goal is to empower you with the knowledge to make informed decisions and achieve sustainable growth. 

Salman Ali, Partner & Private Equity Leader- West Region, Marcum LLP

Marni Pankin, CPA, Partner, Marcum LLP
Howard Nurtman, Chief Compliance Officer, E78 Partners
Kevin Cott, Partner, Cott Law Group
Joe Christian, Managing Director, Wintrust Corporation

Program Description Emerging Managers Series: Compliance and Banking Considerations
Important Notice Regarding CPE:
Learning Objectives

In this session we will be covering the following topics and more:

  • Insights into the latest compliance trends affecting emerging managers
  • Discussion around new Private Fund Adviser Rules
  • In-depth understanding of banking considerations crucial to facilitating growth
  • Q&A session to address your specific queries and concerns
Instruction Delivery Method Group Internet Based
Recommended CPE Credit 1 Credit
Recommended Field of Study Specialized Knowledge
Prerequisites None
Program Level Intermediate
Advance Preparation None
Cancellation Policy You may cancel your registration at any time prior to the event.
Complaint Resolution Policy For more information regarding refund, concerns and program cancellation policies, please contact our offices at [email protected].

Marcum LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.