Understanding Reg A+ and the 'Mini IPO'

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  • Understanding Reg A+ and the 'Mini IPO'

In 2015, the SEC passed new rules making it easier for startups to raise capital through the public markets.

Join us as our panel of experts discuss the following about the new rules:

  • Activity to date under the new regulations - how many companies are raising capital using the new rules and the reasons behind the activity.
  • Determining whether raising capital using the new rules is right for your company - exploring the pros and cons of raising capital this way.
  • Exploring the new rules from multiple perspectives - accounting, legal, investment bankers, brokers, regulatory and reporting compliance, etc.

This lively discussion will be followed by cocktails, hoers d'oeuvres and networking with fellow professionals.

SPEAKERS

Moderator: Michael Brooder, Marcum LLP

Panelists:
Lisa Delfini, Marcum LLP
Mark Elenowitz, Tripoint Global Equities, LLC
Jason Paltrowitz, OTC Markets Group Inc.
Chris Pinilla, Vintage, a division of PR Newswire
Edward Whittemore, Murtha Cullina, LLP

CPE CREDITS

DescriptionIn 2015, the SEC passed new rules making it easier for startups to raise capital through the public markets.
Important Notice Regarding CPE:
Learning ObjectivesUpon completion of this course, participants will be able to apply knowledge gained to their work in Corporate Services, Finance or Accounting Professionals. These opportunities may include, but are not limited to:

Activity to date under the new regulations - how many companies are raising capital using the new rules and the reasons behind the activity.

Determining whether raising capital using the new rules is right for your company - exploring the pros and cons of raising capital this way.

Exploring the new rules from multiple perspectives - accounting, legal, investment bankers, brokers, regulatory and reporting compliance, etc.
Instruction Delivery MethodGroup-live
Recommended CPE Credit1.5 hours CPE
Recommended Field of StudySpecialized Knowledge & Applications
PrerequisitesNone
Program LevelBasic
Advance PreparationNone
Cancellation PolicyYou may cancel your registration at any time prior to the event.
Complaint Resolution PolicyComplaint resolution policy: Please contact Erika Bialek, Corporate Learning Senior Manager, at 631-414-4216 or erika.bialek@marcumllp.comif you have comments about this event.

Marcum LLP is registered with the National Association of State Board of Accountancy (NASBA) as a sponsor of continuing professional educationon the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses forCPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.learningmarket.org.


Time and Location

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    September 14, 2016

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    3:30 PM - 5:30 PM

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    Sheraton Stamford Hotel
    700 Main Street
    Stamford, CT 06901



Questions