Hot Topics Roundtable Regulation A+: Issues & Applications

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  • Hot Topics Roundtable Regulation A+: Issues & Applications

In June, the SEC adopted new rules for Regulation A+, giving small companies a viable alternative to raising capital outside of venture funding and providing liquidity to investors in lieu of a traditional IPO.

Under Reg A+, private companies can raise up to $50 million and access a larger pool of investors than previously permitted.

Join speakers from law firms Duane Morris and Hunter Taubman Fischer; accounting firm Marcum LLP; investment bank TriPoint Global Equities and OTC Markets Group as they address practical issues and applications of Reg A+ and provide guidance on how companies can leverage Reg A+ to finance and grow their business.


Mark Elenowitz, TriPoint Global Equities
David Feldman, Duane Morris LLP
John Hughes, Marcum LLP
Joseph Oltmanns, OTC Markets Group
Louis Taubman, Hunter Taubman Fischer LLP

Time and Location


    November 12, 2015


    6:00 PM - 8:00 PM


    Marcum LLP
    750 Third Avenue, 11th Floor
    New York, NY 10017